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Upturn AI SWOT - About
RAND 
Rand Capital Corp (RAND)
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Upturn Advisory Summary
12/19/2024: RAND (1-star) has a low Upturn Star Rating. Not recommended to BUY.
Upturn Star Rating
Not Recommended Performance
These Stocks/ETFs, based on Upturn Advisory, consistently fall short of market performance, signaling caution before investing.
AI Based Fundamental Rating
Below Average Performance
These Stocks/ETFs, based on Upturn Advisory, often underperform the market, warranting careful consideration before investing.
Analysis of Past Performance
Type Stock | Historic Profit 4.28% | Avg. Invested days 36 | Today’s Advisory Consider higher Upturn Star rating |
Upturn Star Rating | Upturn Advisory Performance  2.0 | Stock Returns Performance  1.0 |
| Profits based on simulation | Last Close 12/19/2024 |
Key Highlights
Company Size Small-Cap Stock | Market Capitalization 57.57M USD | Price to earnings Ratio 5.67 | 1Y Target Price - |
Price to earnings Ratio 5.67 | 1Y Target Price - | ||
Volume (30-day avg) 9256 | Beta 0.35 | 52 Weeks Range 10.66 - 31.51 | Updated Date 04/1/2025 |
52 Weeks Range 10.66 - 31.51 | Updated Date 04/1/2025 | ||
Dividends yield (FY) 6.18% | Basic EPS (TTM) 3.42 |
Earnings Date
Report Date 2025-03-03 | When Before Market | Estimate - | Actual -1.1414 |
Profitability
Profit Margin 103.14% | Operating Margin (TTM) 120.48% |
Management Effectiveness
Return on Assets (TTM) 3.92% | Return on Equity (TTM) 14% |
Valuation
Trailing PE 5.67 | Forward PE - | Enterprise Value 57330584 | Price to Sales(TTM) 6.73 |
Enterprise Value 57330584 | Price to Sales(TTM) 6.73 | ||
Enterprise Value to Revenue 5.74 | Enterprise Value to EBITDA - | Shares Outstanding 2969810 | Shares Floating 602204 |
Shares Outstanding 2969810 | Shares Floating 602204 | ||
Percent Insiders 76 | Percent Institutions 2.14 |
Analyst Ratings
Rating - | Target Price - | Buy - | Strong Buy - |
Buy - | Strong Buy - | ||
Hold - | Sell - | Strong Sell - | |
Strong Sell - |
Upturn AI SWOT
Rand Capital Corp
Company Overview
History and Background
Rand Capital Corp. was founded in 1969 as a Small Business Investment Company (SBIC). It provides venture capital to small businesses, primarily located in the Western New York region, focusing on long-term capital appreciation.
Core Business Areas
- Venture Capital Investments: Rand Capital Corp. invests in small businesses across various sectors. These investments typically involve providing capital in exchange for equity positions in portfolio companies.
Leadership and Structure
Daniel P. Penberthy serves as President and Chief Executive Officer. The company has a Board of Directors overseeing governance and strategic direction.
Top Products and Market Share
Key Offerings
- Equity Investments in Emerging Companies: Rand Capital Corp. provides early stage funding to companies, focusing on companies in manufacturing, software and technology industries. It does not have a defined 'market share' in the traditional sense, as it participates in many different industries. Competitors are other small business investment companies and venture capital firms in the same geographic region.
Market Dynamics
Industry Overview
The venture capital industry is competitive and subject to economic cycles. There's strong demand for capital among emerging companies but also high risk.
Positioning
Rand Capital Corp. focuses on the Western New York region and invests in early-stage companies. Its competitive advantage lies in its local knowledge and experience.
Total Addressable Market (TAM)
The TAM for venture capital investments in the Western New York region is estimated to be in the tens of millions annually. Rand's position depends on capital available, investment opportunities, and competition from other funding sources.
Upturn SWOT Analysis
Strengths
- Local market knowledge
- Experience with small business investments
- Long-standing presence in the Western New York region
Weaknesses
- Limited geographic diversification
- Small size relative to larger venture capital firms
- Dependence on regional economic conditions
Opportunities
- Growing technology sector in Western New York
- Potential for partnerships with other investors
- Government initiatives supporting small business growth
Threats
- Economic downturn in the region
- Increased competition from other venture capital firms
- Regulatory changes affecting small business investments
Competitors and Market Share
Key Competitors
- SLRC
- PNNT
- TPVG
Competitive Landscape
Rand Capital Corp. is smaller than many of its competitors, which are Business Development Companies. It focuses on regional investments, providing a niche competitive advantage but also limiting its scope.
Major Acquisitions
Growth Trajectory and Initiatives
Historical Growth: Historical growth has been uneven, characterized by periods of strong performance followed by downturns.
Future Projections: Future growth is dependent on the success of current and future investments, regional economic development, and the ability to attract new capital.
Recent Initiatives: Recent initiatives may include new investment strategies, efforts to diversify the portfolio, and cost-cutting measures.
Summary
Rand Capital Corp is a small venture capital firm focusing on investments in the Western New York region. Its financial performance is volatile, highly dependent on the success of its portfolio companies. The company's small size and limited geographic focus pose challenges, but its local knowledge provides a competitive edge. Future success depends on attracting new capital, identifying promising investment opportunities, and navigating regional economic conditions.
Similar Companies
MAIN
Main Street Capital Corporation
MAIN
Main Street Capital Corporation
PNNT
PennantPark Investment Corporation
PNNT
PennantPark Investment Corporation
SLRC
SLR Investment Corp
SLRC
SLR Investment Corp
TPVG
Triplepoint Venture Growth BDC Corp
TPVG
Triplepoint Venture Growth BDC Corp
Sources and Disclaimers
Data Sources:
- SEC Filings (10-K, 10-Q), Company Website, Investor Presentations
- Yahoo Finance
Disclaimers:
This analysis is based on publicly available information and is for informational purposes only. It does not constitute financial advice. Investment decisions should be made based on individual circumstances and consultation with a qualified financial advisor.
AI Summarization is directionally correct and might not be accurate.
Summarized information shown could be a few years old and not current.
Fundamental Rating based on AI could be based on old data.
AI-generated summaries may have inaccuracies (hallucinations). Please verify the information before taking action.
About Rand Capital Corp
Exchange NASDAQ | Headquaters Buffalo, NY, United States | ||
IPO Launch date 1995-08-18 | President & CEO Mr. Daniel Patrick Penberthy | ||
Sector Financial Services | Industry Asset Management | Full time employees - | Website https://www.randcapital.com |
Full time employees - | Website https://www.randcapital.com | ||
Rand Capital Corporation is a business development company specializing in subordinated debt with warrants or preferred equity and venture capital investments. Within private equity, the firm specializing in capital growth and lower middle market investments. Within venture capital, it specializing in early to late-stage private businesses. It does not prefer to invest in real estate sector. It prefers to invest in software, professional services, manufacturing, consumer, healthcare, automotive and public d stocks. It prefers to invest in East or Midwest U.S. operations sectors. It typically invests between $0.75 million and $5 million with initial target size of $1.5 million. It seeks to invest in companies having more than $2 million in revenue or having excess of $1.5 million and up to $5 million in EBITDA. It prefers to be a minority stake and seeks to take a Board seat in its portfolio companies. It typically holds its investments for a period up to five years.
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