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Gladstone Investment Corporation 7.875% Notes due 2030 (GAINI)
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Upturn Advisory Summary
04/01/2025: GAINI (1-star) is currently NOT-A-BUY. Pass it for now.
Upturn Star Rating
Not Recommended Performance
These Stocks/ETFs, based on Upturn Advisory, consistently fall short of market performance, signaling caution before investing.
AI Based Fundamental Rating
Not Recommended Performance
These Stocks/ETFs, based on Upturn Advisory, consistently fall short of market performance, signaling caution before investing.
Analysis of Past Performance
Type Stock | Historic Profit 0% | Avg. Invested days 0 | Today’s Advisory PASS |
Upturn Star Rating | Upturn Advisory Performance  1.0 | Stock Returns Performance  1.0 |
| Profits based on simulation | Last Close 04/01/2025 |
Key Highlights
Company Size ETF | Market Capitalization 0 USD | Price to earnings Ratio - | 1Y Target Price - |
Price to earnings Ratio - | 1Y Target Price - | ||
Volume (30-day avg) 30018 | Beta - | 52 Weeks Range 24.85 - 25.53 | Updated Date 12/31/2024 |
52 Weeks Range 24.85 - 25.53 | Updated Date 12/31/2024 | ||
Dividends yield (FY) - | Basic EPS (TTM) - |
Earnings Date
Report Date - | When - | Estimate - | Actual - |
Profitability
Profit Margin - | Operating Margin (TTM) - |
Management Effectiveness
Return on Assets (TTM) - | Return on Equity (TTM) - |
Valuation
Trailing PE - | Forward PE - | Enterprise Value - | Price to Sales(TTM) - |
Enterprise Value - | Price to Sales(TTM) - | ||
Enterprise Value to Revenue - | Enterprise Value to EBITDA - | Shares Outstanding - | Shares Floating - |
Shares Outstanding - | Shares Floating - | ||
Percent Insiders - | Percent Institutions - |
Analyst Ratings
Rating - | Target Price - | Buy - | Strong Buy - |
Buy - | Strong Buy - | ||
Hold - | Sell - | Strong Sell - | |
Strong Sell - |
Upturn AI SWOT
Gladstone Investment Corporation 7.875% Notes due 2030
Company Overview
History and Background
Gladstone Investment Corporation (GAINZ) is a publicly traded business development company (BDC) focused on investing in lower middle market companies in the United States. The 7.875% Notes due 2030 are a debt security issued by Gladstone Investment. Gladstone Investment Corporation was founded in 2005.
Core Business Areas
- Investment in Lower Middle Market Companies: Provides debt and equity financing to established, private companies with a focus on recurring revenue and growth potential.
Leadership and Structure
Gladstone Investment Corporation is led by Chairman and CEO David Gladstone. The company operates as a BDC under the Investment Company Act of 1940.
Top Products and Market Share
Key Offerings
- Debt Financing: Provides senior secured debt, second lien debt, and mezzanine debt to lower middle market companies. Competitors include other BDCs and private credit funds.
- Equity Investments: Makes equity investments, typically in conjunction with debt financing. Competitors include venture capital and private equity firms.
Market Dynamics
Industry Overview
The BDC industry is characterized by companies providing capital to smaller businesses that may not have access to traditional financing sources. The industry is influenced by interest rates, economic growth, and regulatory changes.
Positioning
Gladstone Investment focuses on the lower middle market, targeting companies with proven business models and experienced management teams. Its competitive advantage lies in its experience and relationships in this market segment.
Total Addressable Market (TAM)
The TAM for lower middle market financing is substantial, estimated in the tens of billions of dollars annually. Gladstone is positioned to capture a portion of this market through its targeted investment strategy.
Upturn SWOT Analysis
Strengths
- Experienced management team
- Established track record in lower middle market investing
- Diversified investment portfolio
- Publicly traded BDC structure
Weaknesses
- Reliance on external financing
- Sensitivity to interest rate fluctuations
- Potential for credit losses
- Smaller market capitalization compared to larger BDCs
Opportunities
- Increased demand for capital from lower middle market companies
- Potential for higher yields in a rising interest rate environment
- Expansion into new industry sectors
- Strategic acquisitions
Threats
- Economic recession
- Increased competition from other BDCs and private credit funds
- Regulatory changes
- Deterioration in credit quality of portfolio companies
Competitors and Market Share
Key Competitors
- ARCC
- TCPC
- OCSL
- FSK
Competitive Landscape
Gladstone Investment is smaller than some of its competitors, such as ARCC and FSK. It competes on its focus on the lower middle market and its experienced management team.
Major Acquisitions
The Mountain Corporation
- Year: 2020
- Acquisition Price (USD millions): 27.5
- Strategic Rationale: Expanded investment portfolio and increased revenue.
Growth Trajectory and Initiatives
Historical Growth: Historical Growth data can be sourced directly from Gladstone Investment's SEC filings. Please note that this response is unable to access the internet and can't provide real-time data.
Future Projections: Future Projections data can be sourced directly from financial websites or analyst reports. Please note that this response is unable to access the internet and can't provide real-time data.
Recent Initiatives: Recent strategic initiatives would be announced in press releases, SEC filings or Investor presentations.
Summary
Gladstone Investment Corporation, while a smaller player compared to giants like ARCC, possesses a proven track record in the lower middle market, and a experienced team. However, the BDC structure exposes it to interest rate sensitivity and reliance on external funding. For Gladstone, focus on portfolio credit quality and navigating economic uncertainties are paramount, potentially capitalizing on increased demand from smaller businesses seeking growth capital.
Similar Companies
- ARCC
- TCPC
- OCSL
- FSK
- TPVG
- PSEC
Sources and Disclaimers
Data Sources:
- Gladstone Investment Corporation SEC filings
- Financial websites
- Analyst reports
Disclaimers:
This analysis is based on publicly available information and is not financial advice. Market share figures are estimates and may vary.
AI Summarization is directionally correct and might not be accurate.
Summarized information shown could be a few years old and not current.
Fundamental Rating based on AI could be based on old data.
AI-generated summaries may have inaccuracies (hallucinations). Please verify the information before taking action.
About Gladstone Investment Corporation 7.875% Notes due 2030
Exchange NASDAQ | Headquaters McLean, VA, United States | ||
IPO Launch date 2024-12-18 | Chairman & CEO Mr. David John Gladstone | ||
Sector - | Industry - | Full time employees - | |
Full time employees - | |||
Gladstone Investment Corporation is business development company, specializes in lower middle market, mature stage, buyouts; refinancing existing debt; senior debt securities such as senior loans, senior term loans, lines of credit, and senior notes; senior subordinated debt securities such as senior subordinated loans and senior subordinated notes; junior subordinated debt securities such as subordinated notes and mezzanine loans; limited liability company interests, and warrants or options. The fund does not invest in start-ups. The fund seeks to invest in manufacturing, consumer products and business/consumer services sector. It seeks to invest in small and mid-sized companies based in the United States. The fund prefers to make debt investments between $5 million and $30 million and equity investments between $10 million and $40 million in companies. The fund invests in companies with EBITDA from $4 million to $15 million. It seeks minority equity ownership and prefers to hold a board seat in its portfolio companies. It also prefers to take majority stake in its portfolio companies. The fund typically holds the investments for seven years and exits via sale or recapitalization, initial public offering, or sale to third party.
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