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Upturn AI SWOT - About
GAIN 
Gladstone Investment Corporation (GAIN)
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Upturn Advisory Summary
03/27/2025: GAIN (1-star) is currently NOT-A-BUY. Pass it for now.
Upturn Star Rating
Not Recommended Performance
These Stocks/ETFs, based on Upturn Advisory, consistently fall short of market performance, signaling caution before investing.
AI Based Fundamental Rating
Below Average Performance
These Stocks/ETFs, based on Upturn Advisory, often underperform the market, warranting careful consideration before investing.
Analysis of Past Performance
Type Stock | Historic Profit -15.81% | Avg. Invested days 33 | Today’s Advisory PASS |
Upturn Star Rating | Upturn Advisory Performance  2.0 | Stock Returns Performance  1.0 |
| Profits based on simulation | Last Close 03/27/2025 |
Key Highlights
Company Size Small-Cap Stock | Market Capitalization 500.99M USD | Price to earnings Ratio 7.12 | 1Y Target Price 13.8 |
Price to earnings Ratio 7.12 | 1Y Target Price 13.8 | ||
Volume (30-day avg) 122065 | Beta 1.28 | 52 Weeks Range 11.37 - 13.93 | Updated Date 03/30/2025 |
52 Weeks Range 11.37 - 13.93 | Updated Date 03/30/2025 | ||
Dividends yield (FY) 7.06% | Basic EPS (TTM) 1.91 |
Earnings Date
Report Date - | When - | Estimate - | Actual - |
Profitability
Profit Margin 78.53% | Operating Margin (TTM) 37.26% |
Management Effectiveness
Return on Assets (TTM) 3.36% | Return on Equity (TTM) 14.74% |
Valuation
Trailing PE 7.12 | Forward PE 14.62 | Enterprise Value 1044977408 | Price to Sales(TTM) 5.62 |
Enterprise Value 1044977408 | Price to Sales(TTM) 5.62 | ||
Enterprise Value to Revenue 15.71 | Enterprise Value to EBITDA 3.73 | Shares Outstanding 36837400 | Shares Floating - |
Shares Outstanding 36837400 | Shares Floating - | ||
Percent Insiders 2.05 | Percent Institutions 14.65 |
Analyst Ratings
Rating 3.4 | Target Price 13.5 | Buy - | Strong Buy 1 |
Buy - | Strong Buy 1 | ||
Hold 4 | Sell - | Strong Sell - | |
Strong Sell - |
Upturn AI SWOT
Gladstone Investment Corporation
Company Overview
History and Background
Gladstone Investment Corporation was founded in 2005 and is a publicly traded business development company (BDC). It focuses on investing in lower middle market companies in the United States.
Core Business Areas
- Debt Investments: Provide debt financing, including senior debt, second lien debt, and mezzanine debt, to lower middle market companies.
- Equity Investments: Make equity investments, often in conjunction with debt investments, to support growth, acquisitions, and recapitalizations.
- Investment Management: Manage assets and investments within the lower middle market sector.
Leadership and Structure
David Gladstone serves as the Chairman and CEO. The company is structured as a BDC, governed by the Investment Company Act of 1940.
Top Products and Market Share
Key Offerings
- Senior Debt: Providing first lien loans to established lower middle market companies. Competitors include other BDCs like Ares Capital and Main Street Capital. Market share data not readily available and varies by specific deal.
- Second Lien Debt: Providing second lien loans to established lower middle market companies. Competitors include other BDCs like Ares Capital and Main Street Capital. Market share data not readily available and varies by specific deal.
- Mezzanine Debt & Equity Co-Investments: Providing mezzanine debt and equity co-investments to established lower middle market companies. Competitors include other BDCs like Ares Capital and Main Street Capital. Market share data not readily available and varies by specific deal.
Market Dynamics
Industry Overview
The BDC industry is characterized by companies that provide capital to small and medium-sized businesses. The industry is influenced by interest rates, economic growth, and regulatory changes.
Positioning
Gladstone Investment Corporation focuses on the lower middle market, aiming to provide both debt and equity financing. Its competitive advantage lies in its experience and established relationships in this niche.
Total Addressable Market (TAM)
The total addressable market for lower middle market lending is estimated to be billions of dollars annually. Gladstone Investment Corporation is positioned to capture a portion of this market through its expertise and relationships.
Upturn SWOT Analysis
Strengths
- Experienced management team
- Focus on the lower middle market
- Diversified investment portfolio
- Established relationships with private equity sponsors
Weaknesses
- Reliance on external financing
- Exposure to credit risk in the lower middle market
- Sensitivity to interest rate fluctuations
- BDC regulatory restrictions
Opportunities
- Increased demand for capital in the lower middle market
- Potential for strategic acquisitions
- Expansion into new industry sectors
- Rising interest rates increasing net interest margin
Threats
- Economic recession impacting portfolio companies
- Increased competition from other BDCs and private credit funds
- Regulatory changes impacting BDCs
- Rising interest rates increasing borrowing costs
Competitors and Market Share
Key Competitors
- ARCC
- MAIN
- TCPC
- PSEC
Competitive Landscape
Gladstone Investment Corporation competes with other BDCs and private credit funds. Its focus on the lower middle market and its experience in this sector provide a competitive advantage.
Major Acquisitions
Growth Trajectory and Initiatives
Historical Growth: Gladstone Investment Corporation's growth has been driven by increasing investments in the lower middle market and strategic acquisitions.
Future Projections: Analyst estimates can be found on financial news websites. Projections are based on factors such as market conditions and company performance.
Recent Initiatives: Monitor company announcements for recent strategic initiatives.
Summary
Gladstone Investment Corporation is a BDC focused on the lower middle market, offering debt and equity financing. Its experienced management and diversified portfolio are strengths, but reliance on external financing and credit risk are weaknesses. Opportunities lie in increased demand for capital and strategic acquisitions, while threats include economic recession and increased competition.
Similar Companies
- ARCC
- MAIN
- TCPC
- PSEC
- OFS
Sources and Disclaimers
Data Sources:
- SEC Filings
- Company Website
- Financial News Outlets (e.g., Bloomberg, Reuters, Yahoo Finance)
Disclaimers:
The information provided is for informational purposes only and does not constitute financial advice. Market share estimates are approximate and may not reflect precise figures. Investment decisions should be based on thorough research and consultation with a financial advisor.
AI Summarization is directionally correct and might not be accurate.
Summarized information shown could be a few years old and not current.
Fundamental Rating based on AI could be based on old data.
AI-generated summaries may have inaccuracies (hallucinations). Please verify the information before taking action.
About Gladstone Investment Corporation
Exchange NASDAQ | Headquaters McLean, VA, United States | ||
IPO Launch date 2005-06-23 | Chairman & CEO Mr. David John Gladstone | ||
Sector Financial Services | Industry Asset Management | Full time employees - | |
Full time employees - | |||
Gladstone Investment Corporation is business development company, specializes in lower middle market, mature stage, buyouts; refinancing existing debt; senior debt securities such as senior loans, senior term loans, lines of credit, and senior notes; senior subordinated debt securities such as senior subordinated loans and senior subordinated notes; junior subordinated debt securities such as subordinated notes and mezzanine loans; limited liability company interests, and warrants or options. The fund does not invest in start-ups. The fund seeks to invest in manufacturing, consumer products and business/consumer services sector. It seeks to invest in small and mid-sized companies based in the United States. The fund prefers to make debt investments between $5 million and $30 million and equity investments between $10 million and $40 million in companies. The fund invests in companies with EBITDA from $4 million to $15 million. It seeks minority equity ownership and prefers to hold a board seat in its portfolio companies. It also prefers to take majority stake in its portfolio companies. The fund typically holds the investments for seven years and exits via sale or recapitalization, initial public offering, or sale to third party.
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