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Sprott Focus Trust (FUND)



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Upturn Advisory Summary
04/01/2025: FUND (1-star) is currently NOT-A-BUY. Pass it for now.
Analysis of Past Performance
Type Stock | Historic Profit -17.06% | Avg. Invested days 34 | Today’s Advisory PASS |
Upturn Star Rating ![]() ![]() | Upturn Advisory Performance ![]() | Stock Returns Performance ![]() |
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Key Highlights
Company Size Small-Cap Stock | Market Capitalization 221.69M USD | Price to earnings Ratio 123.08 | 1Y Target Price - |
Price to earnings Ratio 123.08 | 1Y Target Price - | ||
Volume (30-day avg) 42480 | Beta 1.08 | 52 Weeks Range 6.81 - 7.86 | Updated Date 04/2/2025 |
52 Weeks Range 6.81 - 7.86 | Updated Date 04/2/2025 | ||
Dividends yield (FY) 8.21% | Basic EPS (TTM) 0.06 |
Earnings Date
Report Date - | When - | Estimate - | Actual - |
Profitability
Profit Margin 24.76% | Operating Margin (TTM) 58.38% |
Management Effectiveness
Return on Assets (TTM) 1.21% | Return on Equity (TTM) 0.76% |
Valuation
Trailing PE 123.08 | Forward PE - | Enterprise Value 221577040 | Price to Sales(TTM) 27.85 |
Enterprise Value 221577040 | Price to Sales(TTM) 27.85 | ||
Enterprise Value to Revenue 96.52 | Enterprise Value to EBITDA - | Shares Outstanding 30018300 | Shares Floating - |
Shares Outstanding 30018300 | Shares Floating - | ||
Percent Insiders 51.47 | Percent Institutions 62.62 |
Analyst Ratings
Rating - | Target Price - | Buy - | Strong Buy - |
Buy - | Strong Buy - | ||
Hold - | Sell - | Strong Sell - | |
Strong Sell - |
Upturn AI SWOT
Sprott Focus Trust

Company Overview
History and Background
Sprott Focus Trust, Inc. (FUND) is a closed-end management investment company that seeks to provide capital appreciation. It focuses on investing in a portfolio of value stocks, typically small and mid-cap companies. Details about its exact founding year and early milestones are not readily available in standard financial databases; deeper research might be required.
Core Business Areas
- Investment Management: Managing a portfolio of publicly traded equity securities, aiming for long-term capital appreciation.
Leadership and Structure
Sprott Focus Trust is managed by Sprott Asset Management LP. Leadership details on executive officers and board members are publicly available through SEC filings and investor relations pages.
Top Products and Market Share
Key Offerings
- Investment Portfolio: A diversified portfolio of primarily small and mid-cap value stocks. As a closed-end fund, its market share is not directly comparable to companies selling products or services; rather, it's relative to the overall investment management AUM. It competes with other value-focused investment funds and asset managers like Royce Investment Partners, Pzena Investment Management, and Tweedy Browne.
Market Dynamics
Industry Overview
The investment management industry is highly competitive, with firms offering a wide range of investment strategies and products. Factors such as market volatility, interest rates, and investor sentiment significantly influence industry performance.
Positioning
Sprott Focus Trust positions itself as a value investor, focusing on undervalued companies. This approach distinguishes it from growth-oriented funds or those with different investment strategies.
Total Addressable Market (TAM)
The global asset management market is vast, measured in trillions of dollars. Sprott Focus Trust targets a specific niche within this market (small and mid-cap value), positioning it to capture a share of the market allocated to this investment style.
Upturn SWOT Analysis
Strengths
- Value-oriented investment approach
- Experienced management team (Sprott Asset Management)
- Potential for outperformance during value market cycles
Weaknesses
- Susceptibility to value underperformance in growth-dominated markets
- Closed-end fund structure can lead to trading at a discount to NAV
- Concentration in small and mid-cap stocks increases volatility
Opportunities
- Increasing investor interest in value investing
- Market corrections creating undervalued investment opportunities
- Expansion of investment strategies and product offerings
Threats
- Economic downturns impacting portfolio companies
- Rising interest rates reducing the attractiveness of equities
- Increased competition from other value-focused investment funds
Competitors and Market Share
Key Competitors
- Royce Value Trust (RVT)
- First Trust Advisors LP (FSD)
- Boulder Growth & Income Fund Inc.(BIF)
Competitive Landscape
Sprott Focus Trust competes with other value-focused closed-end funds, each with its own investment strategy and management team. RVT is larger and has a longer track record.
Major Acquisitions
Growth Trajectory and Initiatives
Historical Growth: Historical growth is tied to market conditions and fund performance. Analyzing AUM growth and total return trends provides insight into historical performance.
Future Projections: Future growth is dependent on market conditions and the fund's ability to generate positive returns. Analyst estimates for closed-end funds are less common than for individual companies.
Recent Initiatives: Reviewing investor presentations, press releases, and SEC filings can provide information on recent strategic initiatives undertaken by Sprott Focus Trust.
Summary
Sprott Focus Trust is a closed-end fund focused on small and mid-cap value stocks, managed by Sprott Asset Management. Its strength lies in its disciplined value investing approach, potentially generating long-term returns. However, its performance is vulnerable to market cycles, and closed-end fund structure can lead to discounts on NAV. Maintaining a diversified portfolio and adapting to market changes are crucial for its continued success.
Similar Companies

RVT

Royce Value Closed Fund



RVT

Royce Value Closed Fund
Sources and Disclaimers
Data Sources:
- SEC Filings (e.g., 10-K, 10-Q)
- Financial Websites (e.g., Yahoo Finance, Bloomberg)
- Sprott Asset Management Investor Relations
Disclaimers:
The information provided is for informational purposes only and does not constitute financial advice. Investment decisions should be made based on individual circumstances and after consulting with a qualified financial advisor. Market share data is estimated and may not reflect precise figures.
AI Summarization is directionally correct and might not be accurate.
Summarized information shown could be a few years old and not current.
Fundamental Rating based on AI could be based on old data.
AI-generated summaries may have inaccuracies (hallucinations). Please verify the information before taking action.
About Sprott Focus Trust
Exchange NASDAQ | Headquaters Toronto, ON, Canada | ||
IPO Launch date 1992-02-25 | CEO - | ||
Sector Financial Services | Industry Asset Management | Full time employees - | Website https://sprottfocustrust.com |
Full time employees - | Website https://sprottfocustrust.com |
Sprott Focus Trust, Inc. is a closed-ended equity mutual fund launched and managed by Sprott Asset Management, LP. The fund is co-managed by Sprott Asset Management USA Inc. It invests in the public equity markets of the United States. The fund seeks to invest in stocks of companies operating across diversified sectors. It primarily invests in value stocks of companies across all market capitalizations. The fund benchmarks the performance of its portfolio against the Russell 3000 Index. It was formerly known as Royce Focus Trust, Inc. Sprott Focus Trust, Inc. was formed on March 2, 1988 and is domiciled in the United States.
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