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Upturn AI SWOT - About
Amplify BlackSwan Growth & Treasury Core ETF (SWAN)
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Upturn Advisory Summary
04/01/2025: SWAN (1-star) is currently NOT-A-BUY. Pass it for now.
Upturn Star Rating
Not Recommended Performance
These Stocks/ETFs, based on Upturn Advisory, consistently fall short of market performance, signaling caution before investing.
AI Based Fundamental Rating
Not Recommended Performance
These Stocks/ETFs, based on Upturn Advisory, consistently fall short of market performance, signaling caution before investing.
Analysis of Past Performance
Type ETF | Historic Profit -14.9% | Avg. Invested days 35 | Today’s Advisory PASS |
Upturn Star Rating | Upturn Advisory Performance  1.0 | ETF Returns Performance  1.0 |
| Profits based on simulation | Last Close 04/01/2025 |
Key Highlights
Volume (30-day avg) 17018 | Beta 0.82 | 52 Weeks Range 25.34 - 30.80 | Updated Date 04/1/2025 |
52 Weeks Range 25.34 - 30.80 | Updated Date 04/1/2025 |
Upturn AI SWOT
Amplify BlackSwan Growth & Treasury Core ETF
ETF Overview
Overview
The Amplify BlackSwan Growth & Treasury Core ETF (SWAN) seeks to provide capital appreciation, with downside protection, by investing in U.S. Treasury securities and a small allocation to options on the S&P 500. It aims to deliver equity-like returns with lower volatility than the overall stock market.
Reputation and Reliability
Amplify ETFs is a reputable issuer known for innovative ETF strategies, particularly those focused on risk management and alternative investments.
Management Expertise
The management team has experience in option strategy and portfolio management, with a focus on delivering risk-adjusted returns.
Investment Objective
Goal
To provide capital appreciation with a focus on downside protection.
Investment Approach and Strategy
Strategy: The ETF employs a strategy that combines U.S. Treasury securities with options on the S&P 500 index. This strategy seeks to provide equity-like returns with reduced volatility.
Composition The fund holds primarily U.S. Treasury securities and options contracts on the S&P 500.
Market Position
Market Share: SWAN has a moderate market share within the defined outcome ETF category.
Total Net Assets (AUM): 95388288
Competitors
Key Competitors
- Innovator U.S. Equity Defined Protection ETF (TJUL)
- Simplify US Equity PLUS Downside Convexity ETF (SPD)
- AGFiQ US Market Neutral Anti-Beta Fund (BTAL)
Competitive Landscape
The competitive landscape includes ETFs that offer various forms of downside protection or defined outcome strategies. SWAN distinguishes itself through its combination of treasury securities and options. A disadvantage could be complexity compared to simple index ETFs.
Financial Performance
Historical Performance: Historical performance data would need to be retrieved from financial data providers.
Benchmark Comparison: The ETF's benchmark is a combination of Treasury returns and S&P 500 returns with a protective options overlay.
Expense Ratio: 0.49
Liquidity
Average Trading Volume
The ETF's average trading volume is moderate and varies based on market conditions.
Bid-Ask Spread
The bid-ask spread is typically low reflecting reasonable liquidity.
Market Dynamics
Market Environment Factors
Economic indicators, interest rate movements, and volatility in the stock market influence SWAN's performance.
Growth Trajectory
Growth trends are tied to investor demand for downside protection and the relative attractiveness of its options strategy.
Moat and Competitive Advantages
Competitive Edge
SWAN's competitive edge lies in its well-defined downside protection strategy, combining treasury securities with S&P 500 options. This combination offers a unique risk-return profile, attracting investors seeking equity exposure with reduced volatility. The ETF's clearly stated objective and transparent strategy contribute to its appeal. However, the complexity of the strategy might deter some investors.
Risk Analysis
Volatility
Volatility will vary, depending on market conditions, and can be measured using standard deviation of returns.
Market Risk
The ETF faces market risk, particularly related to changes in interest rates and the performance of the S&P 500. The value of options contracts can fluctuate significantly.
Investor Profile
Ideal Investor Profile
The ideal investor is risk-averse, seeking equity-like returns with less volatility than a broad market index and a need for defined downside protection.
Market Risk
This ETF is best suited for long-term investors seeking downside protection and potentially those who are nearing retirement.
Summary
The Amplify BlackSwan Growth & Treasury Core ETF (SWAN) provides investors with a unique blend of growth potential and downside protection. By combining US Treasury securities with S&P 500 options, it seeks to deliver equity-like returns while mitigating market volatility. The ETF's appeal lies in its clearly defined strategy and transparent approach to risk management. It suits risk-averse investors seeking long-term capital appreciation with a degree of capital preservation. However, investors should be aware of the strategy's complexity and the associated costs.
Similar Companies
- TJUL
- SPD
- QYLD
- XYLD
- JEPI
Sources and Disclaimers
Data Sources:
- Amplify ETFs website
- SEC Filings
- Financial News Providers
Disclaimers:
This analysis is for informational purposes only and does not constitute financial advice. Investment decisions should be made based on individual circumstances and consultation with a financial advisor. Market data and performance are subject to change.
AI Summarization is directionally correct and might not be accurate.
Summarized information shown could be a few years old and not current.
Fundamental Rating based on AI could be based on old data.
AI-generated summaries may have inaccuracies (hallucinations). Please verify the information before taking action.
About Amplify BlackSwan Growth & Treasury Core ETF
Exchange NYSE ARCA | Headquaters - | ||
IPO Launch date - | CEO - | ||
Sector - | Industry - | Full time employees - | Website |
Full time employees - | Website | ||
The fund will invest at least 80% of its net assets in the securities that comprise the index, which will primarily include U.S. Treasury securities and long-dated call options (LEAP Options) on the SPDR S&P 500 ETF Trust (SPY). The index is a rules-based, quantitative index that seeks to provide capital protection against the unpredictable, rare and highly disruptive events that have come to be referred to as Black Swans.
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