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Upturn AI SWOT - About
iShares U.S. Broker-Dealers & Securities Exchanges ETF (IAI)
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Upturn Advisory Summary
04/01/2025: IAI (2-star) is currently NOT-A-BUY. Pass it for now.
Upturn Star Rating
Below Average Performance
These Stocks/ETFs, based on Upturn Advisory, often underperform the market, warranting careful consideration before investing.
AI Based Fundamental Rating
Below Average Performance
These Stocks/ETFs, based on Upturn Advisory, often underperform the market, warranting careful consideration before investing.
Analysis of Past Performance
Type ETF | Historic Profit 6.46% | Avg. Invested days 51 | Today’s Advisory PASS |
Upturn Star Rating | Upturn Advisory Performance  2.0 | ETF Returns Performance  2.0 |
| Profits based on simulation | Last Close 04/01/2025 |
Key Highlights
Volume (30-day avg) 374647 | Beta 1.17 | 52 Weeks Range 107.85 - 159.38 | Updated Date 04/2/2025 |
52 Weeks Range 107.85 - 159.38 | Updated Date 04/2/2025 |
Upturn AI SWOT
iShares U.S. Broker-Dealers & Securities Exchanges ETF
ETF Overview
Overview
The iShares U.S. Broker-Dealers & Securities Exchanges ETF (IAI) seeks to track the investment results of an index composed of U.S. equities in the broker-dealer and securities exchange sectors. It offers targeted exposure to companies involved in brokerage, asset management, and exchange services, primarily within the U.S. market. The fund generally invests in stocks included in its underlying index in a representative sampling strategy.
Reputation and Reliability
BlackRock is a leading global asset manager with a strong reputation and extensive experience in offering ETFs. They are considered highly reliable.
Management Expertise
BlackRock has a large and experienced team of portfolio managers and investment professionals managing their iShares ETFs, including IAI.
Investment Objective
Goal
To track the investment results of an index composed of U.S. equities in the broker-dealer and securities exchange sectors.
Investment Approach and Strategy
Strategy: Tracks a market-cap-weighted index representing U.S. broker-dealers and securities exchanges.
Composition Primarily holds stocks of U.S. companies classified in the broker-dealer and securities exchange industries.
Market Position
Market Share: IAI holds a moderate market share within the niche sector of broker-dealers and securities exchanges ETFs.
Total Net Assets (AUM): 251551060
Competitors
Key Competitors
- Fidelity MSCI Financials Index ETF (FNCL)
- SPDR S&P Capital Markets ETF (KCE)
- Invesco KBW Capital Markets ETF (KBWC)
Competitive Landscape
The competitive landscape is moderately concentrated. IAI provides targeted exposure to broker-dealers and exchanges, whereas some competitors offer broader financial sector exposure. IAI benefits from BlackRock's brand recognition and distribution network but may face competition from lower-cost or more diversified alternatives.
Financial Performance
Historical Performance: Historical performance varies with market cycles, reflecting the performance of the underlying broker-dealer and exchange stocks. (Data requires actual data retrieval).
Benchmark Comparison: The ETF's performance is benchmarked against the investment results of an index composed of U.S. equities in the broker-dealer and securities exchange sectors. (Data requires actual data retrieval).
Expense Ratio: 0.39
Liquidity
Average Trading Volume
IAI exhibits moderate liquidity with an average daily trading volume suitable for most retail investors.
Bid-Ask Spread
The bid-ask spread for IAI is typically narrow, indicating efficient trading costs.
Market Dynamics
Market Environment Factors
Economic growth, interest rates, regulatory changes, and market volatility significantly influence IAI. Specifically, higher trading volumes and favorable regulatory environments tend to benefit the broker-dealer and exchange sectors.
Growth Trajectory
IAI's growth trajectory depends on market conditions, regulatory developments, and investor interest in the financial sector. Changes in holdings reflect index rebalancing and market capitalization shifts.
Moat and Competitive Advantages
Competitive Edge
IAI provides targeted exposure to a specific segment of the financial sector, allowing investors to fine-tune their portfolios. Its affiliation with BlackRock offers credibility and stability. However, the ETF's narrow focus might limit diversification compared to broader financial sector ETFs. The expense ratio, while not the lowest, is competitive within its niche, offering a balance between cost and brand reputation.
Risk Analysis
Volatility
IAI's volatility can be relatively high due to the cyclical nature of the financial sector and its sensitivity to market sentiment.
Market Risk
IAI is subject to market risk, economic downturns, and regulatory changes affecting the financial services industry. Specific risks include lower trading volumes during bear markets and potential impacts from new regulations.
Investor Profile
Ideal Investor Profile
IAI is suitable for investors seeking targeted exposure to the U.S. broker-dealer and securities exchange sectors. Investors should have a moderate to high risk tolerance and an understanding of the financial industry.
Market Risk
IAI is suitable for long-term investors looking to capitalize on the growth potential of the financial sector or active traders seeking short-term gains from market fluctuations.
Summary
The iShares U.S. Broker-Dealers & Securities Exchanges ETF (IAI) offers focused exposure to U.S. companies in the broker-dealer and securities exchange industries. The ETF is moderately liquid and comes with a competitive expense ratio. The performance of the ETF is closely tied to economic cycles and regulatory shifts. Ideal investors should be comfortable with sector-specific risks and seeking targeted financial industry exposure. BlackRock's brand provides some assurance to investors.
Similar Companies
FNCL
Fidelity® MSCI Financials Index ETF
FNCL
Fidelity® MSCI Financials Index ETF
KCE
SPDR® S&P Capital Markets ETF
KCE
SPDR® S&P Capital Markets ETF
XLF
Financial Select Sector SPDR® Fund
XLF
Financial Select Sector SPDR® Fund
Sources and Disclaimers
Data Sources:
- iShares Website
- ETF.com
- Morningstar
Disclaimers:
The information provided is for informational purposes only and should not be considered financial advice. Investment decisions should be based on individual circumstances and consultation with a qualified financial advisor. Market data is subject to change.
AI Summarization is directionally correct and might not be accurate.
Summarized information shown could be a few years old and not current.
Fundamental Rating based on AI could be based on old data.
AI-generated summaries may have inaccuracies (hallucinations). Please verify the information before taking action.
About iShares U.S. Broker-Dealers & Securities Exchanges ETF
Exchange NYSE ARCA | Headquaters - | ||
IPO Launch date - | CEO - | ||
Sector - | Industry - | Full time employees - | Website |
Full time employees - | Website | ||
The index measures the performance of the investment services sector of the U.S. equity market, as defined by SPDJI. The fund generally will invest at least 80% of its assets in the component securities of its underlying index and may invest up to 20% of its assets in certain futures, options and swap contracts, cash and cash equivalents. It is non-diversified.
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