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Upturn AI SWOT - About
Barclays ETN+ Shiller Capet ETN (CAPE)
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Upturn Advisory Summary
04/01/2025: CAPE (1-star) is currently NOT-A-BUY. Pass it for now.
Upturn Star Rating
Not Recommended Performance
These Stocks/ETFs, based on Upturn Advisory, consistently fall short of market performance, signaling caution before investing.
AI Based Fundamental Rating
Moderate Performance
These Stocks/ETFs, based on Upturn Advisory, typically align with the market average, offering steady but unremarkable returns.
Analysis of Past Performance
Type ETF | Historic Profit 4.29% | Avg. Invested days 55 | Today’s Advisory PASS |
Upturn Star Rating | Upturn Advisory Performance  3.0 | ETF Returns Performance  1.0 |
| Profits based on simulation | Last Close 04/01/2025 |
Key Highlights
Volume (30-day avg) 36155 | Beta - | 52 Weeks Range 25.95 - 31.99 | Updated Date 04/2/2025 |
52 Weeks Range 25.95 - 31.99 | Updated Date 04/2/2025 |
Upturn AI SWOT
Barclays ETN+ Shiller Capet ETN
ETF Overview
Overview
The Barclays ETN+ Shiller CAPE ETN (CAPE) provides exposure to a strategy that seeks to outperform a traditional market-cap weighted U.S. equity index by selecting stocks based on the Shiller CAPE ratio. It focuses on companies with lower CAPE ratios, indicating potentially undervalued stocks.
Reputation and Reliability
Barclays is a well-known financial institution, but ETNs carry issuer credit risk.
Management Expertise
Barclays has experience in creating and managing structured products, including ETNs.
Investment Objective
Goal
To provide investors with exposure to a strategy that seeks to outperform a traditional market-cap weighted U.S. equity index.
Investment Approach and Strategy
Strategy: The ETN seeks to track the performance of the Shiller Barclays CAPE U.S. Sector TR Index. This index uses the Cyclically Adjusted Price Earnings (CAPE) ratio to select and weight stocks.
Composition The ETN's composition primarily consists of U.S. equities selected and weighted based on their CAPE ratios.
Market Position
Market Share: CAPE's market share within the smart beta or factor-based ETF category is relatively small.
Total Net Assets (AUM): 43.68
Competitors
Key Competitors
- IVV
- SPY
- MTUM
Competitive Landscape
The smart beta ETF landscape is highly competitive. CAPE's unique approach using the Shiller CAPE ratio offers differentiation. However, it faces competition from larger, more liquid ETFs tracking broader market indices or other factor-based strategies.
Financial Performance
Historical Performance: Historical performance can be obtained from financial data providers. Performance will vary based on market conditions and the effectiveness of the CAPE ratio strategy.
Benchmark Comparison: The ETN's performance should be compared to benchmarks like the S&P 500 or other smart beta ETFs to evaluate its relative effectiveness.
Expense Ratio: 0.45
Liquidity
Average Trading Volume
The average trading volume of CAPE is typically low, which can impact trading costs.
Bid-Ask Spread
The bid-ask spread can be relatively wide due to the lower trading volume.
Market Dynamics
Market Environment Factors
Economic conditions, interest rates, and investor sentiment towards value stocks can all affect CAPE's performance.
Growth Trajectory
CAPE's growth depends on the continued interest in smart beta strategies and the perceived value of the CAPE ratio as a stock selection criterion.
Moat and Competitive Advantages
Competitive Edge
CAPE's competitive advantage lies in its unique application of the Shiller CAPE ratio for stock selection, potentially identifying undervalued companies. This strategy sets it apart from traditional market-cap weighted ETFs and factor-based funds focusing on other metrics. However, the effectiveness of this approach depends on market cycles and the performance of value stocks. CAPE offers investors a specific and theoretically sound approach to value investing within the smart beta space.
Risk Analysis
Volatility
CAPE's volatility can be influenced by market fluctuations and the performance of its underlying holdings.
Market Risk
The ETN is subject to market risk, as the value of its holdings can decline due to economic downturns or negative investor sentiment.
Investor Profile
Ideal Investor Profile
The ideal investor is someone interested in a smart beta approach, specifically value investing based on the Shiller CAPE ratio. Investors who understand the theoretical underpinnings of the CAPE ratio and its potential for long-term outperformance are a good fit.
Market Risk
CAPE may be suitable for long-term investors seeking a unique factor-based strategy and willing to accept potentially lower liquidity and higher tracking error compared to broad market ETFs.
Summary
The Barclays ETN+ Shiller CAPE ETN (CAPE) offers exposure to a U.S. equity strategy based on the Shiller CAPE ratio. It aims to outperform traditional market-cap weighted indices by selecting potentially undervalued stocks. While it offers a unique approach, investors should consider its lower liquidity, issuer risk, and expense ratio. Overall, CAPE can be used as a niche tool in a broader portfolio for investors seeking value-oriented exposure.
Similar Companies
- VALE
- RPV
- IWD
- EFV
Sources and Disclaimers
Data Sources:
- ETF.com
- Morningstar
- Barclays
Disclaimers:
This analysis is for informational purposes only and does not constitute financial advice. Investment decisions should be made based on individual circumstances and consultation with a financial professional.
AI Summarization is directionally correct and might not be accurate.
Summarized information shown could be a few years old and not current.
Fundamental Rating based on AI could be based on old data.
AI-generated summaries may have inaccuracies (hallucinations). Please verify the information before taking action.
About Barclays ETN+ Shiller Capet ETN
Exchange NYSE ARCA | Headquaters - | ||
IPO Launch date - | CEO - | ||
Sector - | Industry - | Full time employees - | Website |
Full time employees - | Website | ||
Under normal circumstances, the fund invests at least 80% of its net assets in U.S. equity securities, including exchange-traded investment companies that provide exposure to U.S. equity securities, subject to the limitations. It may invest in equity securities of companies of any market capitalization other than penny stocks. The fund is non-diversified.
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