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AllianzIM U.S. Large Cap Buffer20 Oct ETF (AZBO)
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Upturn Advisory Summary
03/31/2025: AZBO (1-star) is currently NOT-A-BUY. Pass it for now.
Upturn Star Rating
Not Recommended Performance
These Stocks/ETFs, based on Upturn Advisory, consistently fall short of market performance, signaling caution before investing.
AI Based Fundamental Rating
Moderate Performance
These Stocks/ETFs, based on Upturn Advisory, typically align with the market average, offering steady but unremarkable returns.
Analysis of Past Performance
Type ETF | Historic Profit 13.7% | Avg. Invested days 60 | Today’s Advisory PASS |
Upturn Star Rating | Upturn Advisory Performance  3.0 | ETF Returns Performance  3.0 |
| Profits based on simulation | Last Close 03/31/2025 |
Key Highlights
Volume (30-day avg) 54628 | Beta - | 52 Weeks Range 33.50 - 36.33 | Updated Date 04/2/2025 |
52 Weeks Range 33.50 - 36.33 | Updated Date 04/2/2025 |
Upturn AI SWOT
AllianzIM U.S. Large Cap Buffer20 Oct ETF
ETF Overview
Overview
The AllianzIM U.S. Large Cap Buffer20 Oct ETF (NYSEARCA: OOCT) seeks to provide investors with buffered exposure to the returns of the S&P 500 Price Return Index up to a stated upside cap, while providing a buffer against the first 20% of losses over a one-year period, resetting annually in October.
Reputation and Reliability
Allianz Investment Management LLC is a well-established asset manager with a solid reputation.
Management Expertise
Allianz has considerable experience managing structured outcome investment products.
Investment Objective
Goal
To provide buffered exposure to the S&P 500 Price Return Index, limiting losses while capping potential gains.
Investment Approach and Strategy
Strategy: The ETF employs a defined outcome strategy using FLEX options to achieve its buffered and capped return profile.
Composition The ETF primarily holds FLEX options on the S&P 500.
Market Position
Market Share: OOCT's market share within the defined outcome ETF space is growing but remains smaller compared to established players.
Total Net Assets (AUM): 95550000
Competitors
Key Competitors
- Innovator U.S. Equity Buffer ETF (BJUL)
- Innovator U.S. Equity Power Buffer ETF (PJUL)
- Innovator U.S. Equity Ultra Buffer ETF (UJUL)
Competitive Landscape
The defined outcome ETF market is competitive, with Innovator ETFs holding a significant share. OOCT competes on its buffer and cap levels, as well as Allianz's brand recognition. Its competitive advantage lies in the annual reset date and the specific buffer it provides. OOCT may have a disadvantage in AUM compared to longer standing ETFs.
Financial Performance
Historical Performance: Historical performance data is limited due to the ETF's relatively recent inception. Investors should review past performance in relation to the S&P 500.
Benchmark Comparison: The ETF's performance should be compared to the S&P 500, considering the buffer and cap characteristics.
Expense Ratio: 0.74
Liquidity
Average Trading Volume
OOCT has relatively low average trading volume, which could impact trade execution.
Bid-Ask Spread
The bid-ask spread can fluctuate but investors should monitor for relatively small differences between the bid and ask prices.
Market Dynamics
Market Environment Factors
Market volatility, interest rates, and the performance of the S&P 500 will influence OOCT's returns.
Growth Trajectory
The ETF's growth depends on investor demand for defined outcome strategies and its ability to attract assets.
Moat and Competitive Advantages
Competitive Edge
OOCT provides a defined downside buffer and upside cap, offering investors a degree of market participation with limited risk. Allianz's established reputation and expertise in structured products offers a competitive edge. The ETF's design can be beneficial during volatile market conditions and provides an alternative to direct S&P 500 index investing. Furthermore, the ETF's annual reset ensures continued, predictable downside protection.
Risk Analysis
Volatility
OOCT's volatility is expected to be lower than the S&P 500 due to the buffer, but the cap limits upside participation.
Market Risk
Market risk exists due to the ETF's exposure to the S&P 500. The ETF has risks associated with options trading.
Investor Profile
Ideal Investor Profile
The ideal investor is risk-averse, seeking downside protection, and willing to forgo some upside potential for a more predictable return stream.
Market Risk
OOCT is suitable for long-term investors seeking to manage risk and potentially dampen portfolio volatility.
Summary
The AllianzIM U.S. Large Cap Buffer20 Oct ETF provides a defined outcome investment strategy by buffering against the first 20% of losses while capping potential gains on the S&P 500 Index. It uses FLEX options to achieve the desired buffered return profile with an annual reset in October. Risk-averse investors looking for downside protection and willing to limit upside potential might find it appealing. However, investors should consider the expense ratio, trading volume, and specific cap and buffer characteristics before investing.
Similar Companies
Sources and Disclaimers
Data Sources:
- AllianzIM Website
- ETF.com
- SEC Filings
Disclaimers:
The data and analysis provided are for informational purposes only and should not be considered investment advice. Investors should conduct their own due diligence and consult with a financial advisor before making any investment decisions. Market share data is approximate and may vary depending on the source and calculation methodology.
AI Summarization is directionally correct and might not be accurate.
Summarized information shown could be a few years old and not current.
Fundamental Rating based on AI could be based on old data.
AI-generated summaries may have inaccuracies (hallucinations). Please verify the information before taking action.
About AllianzIM U.S. Large Cap Buffer20 Oct ETF
Exchange NYSE ARCA | Headquaters - | ||
IPO Launch date - | CEO - | ||
Sector - | Industry - | Full time employees - | Website |
Full time employees - | Website | ||
Under normal market conditions, the fund invests at least 80% of its net assets in instruments with economic characteristics similar to U.S. large cap equity securities. Specifically, the Advisor intends to invest substantially all of its assets in FLEX Options that reference the Underlying ETF. The fund is non-diversified.
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